[2509.05841] Generative AI on Wall Street -- Opportunities and Risk Controls

Mathematics > Optimization and Control arXiv:2509.05841 (math) [Submitted on 6 Sep 2025 (v1), last revised 31 Mar 2026 (this version, v2)] Title:Generative AI on Wall Street -- Opportunities and Risk Controls Authors:Jackie Shen View a PDF of the paper titled Generative AI on Wall Street -- Opportunities and Risk Controls, by Jackie Shen View PDF HTML (experimental) Abstract:We give an overview on the emerging applications of GenAI in the financial industry, especially within investment banks. Inherent to these exciting opportunities is a new realm of risks that must be managed properly. By heeding both the Yin and Yang sides of GenAI, we can accelerate its organic growth while safeguarding the entire financial industry during this nascent era of AI. Comments: Subjects: Optimization and Control (math.OC); Artificial Intelligence (cs.AI); Risk Management (q-fin.RM) MSC classes: 91G15, 91G45, 91G70 ACM classes: I.2.6; I.2.7; J.4 Cite as: arXiv:2509.05841 [math.OC]   (or arXiv:2509.05841v2 [math.OC] for this version)   https://doi.org/10.48550/arXiv.2509.05841 Focus to learn more arXiv-issued DOI via DataCite Submission history From: Jackie Shen Dr. [view email] [v1] Sat, 6 Sep 2025 21:47:19 UTC (1,537 KB) [v2] Tue, 31 Mar 2026 13:15:29 UTC (1,611 KB) Full-text links: Access Paper: View a PDF of the paper titled Generative AI on Wall Street -- Opportunities and Risk Controls, by Jackie ShenView PDFHTML (experimental)TeX Source view license Current browse context: math.OC < pr...